646 381 7000
       Open an Account

Plans and Pricing

All prices are for NON-Professional Users.

US Residents:
Commissions:
Equities, ETF’s - $8.95
Options - $1 a contract ($10 minimum)

Non-US Residents:
Commissions:
Equities, ETF's - $12.95
Options - $1.50 a contract ($14.95 minimum)

Broker assisted trades: Additional $15, subject to broker discretion
Mutual Funds: $25
Option Exercise $9.95

US Residents:
Access to Alpha Plan is free with a monthly minimum commission of $20 for delayed data, otherwise your account will be assessed with a $8.95 access fee.
Free Silver Real Time data package is available with a monthly minimum commission of $150, otherwise your account will be assessed a $20 access fee.
For $150 generated in commission, you will receive a $20 credit towards your real-time data package.

Non-US Residents:
Access to Alpha Plan is free with a monthly minimum commission of $30 for delayed data, otherwise your account will be assessed with a $8.95 access fee.
Free Silver Real Time data package is available with a monthly minimum commission of $150, otherwise your account will be assessed a $20 access fee.
For $150 generated in commission, you will receive a $20 credit towards your real-time data package.


Data Plans
Basic Delayed Data - $8.95 a month
Silver - Real Time Data Package NYSE, Nasdaq, AMEX and OPRA - $20
Gold - Real Time Data Package NYSE, Nasdaq, AMEX, OPRA and OTCBB - $26

Additional features that can be added to a Silver or Gold package:
US Level 1 Major Indices (NASDAQ, NYSE and DOW) - $4
NASDAQ Level 2 - $11
OTC Level 2 - $11

For Real Time Data, please complete Real Time Data Request form and return to cs@plannersecurities.com

Inactive Accounts:
Due to an increase in clearing and operating costs, as of January, 1st 2017, accounts not enabled for web trading access or do not execute a commission generating transaction within a calendar month period, will be assessed an account maintenance fee of $8.95 a quarter.

Banking Service Fees
Outgoing Wire Transfers (Domestic Bank) $30.00 per wire
Outgoing Wire Transfers (Foreign Bank) $50.00 per wire
Incoming Wire Transfers (Domestic Bank) $8.00 per wire
Incoming Wire Transfers (Foreign Bank) $14.00 per wire
Paper Check Draft (USD) Domestic $5.00 per check
Paper Check Draft (USD) International $10.00 per check
Returned Checks / ACH / Wires and Recalls (Including amendments/repairs) $30 per item
ACH Notice of Correction $5.00 per notice
Stop Payments on Apex Issued Checks $30.00 each
Check Copies $15.00 each
Third Party Distribution Notification $2.00 per notification
Prepayment $20.00 if amount is less than $10,000. If amount is over $10,000, 0.2% of unsettled amount.
Overnight Mail – Domestic $50.00 per request
Overnight Mail – International $100.00 per request
Miscellaneous Fees
Postage and Handling (Paper Only)  
    Confirms $3.00 per confirm
    Statements (monthly and quarterly) $6.00 per statement
Outgoing ACAT Transfers $100.00 per account
DTC Delivery $30.00 per security
Foreign Free Receives/Delivers $45.00 per transaction
TOD Account Transfer Fee $200.00 per transfer
Reorganization Activity
    Dividend Check $5.00 per item
    Domestic Voluntary / Post Actionable Reorgs $50.00 per CUSIP per Account
    International Voluntary / Post Actionable Reorgs $100.00 per CUSIP per Account
Death Put $100.00 per request
Reorg Physical Processing Fee $125.00 plus Transfer agent fee
Reorg Wire Fee (Domestic) $25.00 each
Reorg Wire Fee (International) $50.00 each
Margin Sell out Fee $25.00 per ticket
Mailgrams / NYSE Extensions $25.00 per item
Short Forced Buy-In Fee $25.00 per ticket


Securities Processing Fees
DRS Transaction $125.00 per security
DWAC $125.00 per event
DWAC/DRS Reject $125.00 per security
Non-transferable stocks $12.50 per month each
Physical Trade Settlement $300.00 per security
Physicals – Deposit
    Safekeeping – Limited Partnerships/Private Placements $25.00 each per month
    Lost Certificate Replacement 3% of Certificate Value($250.00 minimum)
Securities Processing Fees
Physicals – Deposit
    Domestic $300.00 per security
    Foreign $350.00 per security
    Physicals - Foreign Accommodation Transfer $350.00 per security
    Foreign Security Transfers Fee $50.00 per security
    Rush Transfer and Ship $350.00 per security
    Safekeeping Monthly $5.00 per account per cusip
    Deliver to AOR $60.00 per withdrawal
    Electronic to Physical Certificate Conversion $900.00 per security
Balance Rate Calculation Rate as of 12/1/2015
$1,000,000+ PBR% 4.50%
$500,000 ~ $999,999 PBR% + 0.50% 5.00%
$250,000 ~ $499,999 PBR% + 1.50% 6.00%
$100,000 ~ $249,999 PBR% + 2.00% 6.50%
$50,000 ~ $99,999 PBR% + 2.50% 7.00%
$10,000 ~ $49,999 PBR% + 2.57% 7.25%
$0.1 ~ $9,999 PBR% + 3.00% 7.50%

Planner’s Base Rate (PBR) is 4.50%. Margin rates effective 12/01/2015.