At Planner Securities, we pride ourselves on providing our clients with transparent and efficient services. We offer a variety of services, and our fees reflect the value we provide. Our team of experienced professionals is dedicated to ensuring that every transaction is executed with precision and efficiency, and we believe that our fees are a fair reflection of the quality of our service. We understand that fees can be a sensitive issue, which is why we are committed to being upfront about our pricing and providing clear explanations of our fees. For more information on our fees and pricing structure, please visit our Service Fees page.
| Banking Service | Fees |
|---|---|
| Outgoing Wire Transfers (Domestic Bank) | $30.00 per wire |
| Outgoing Wire Transfers (Foreign Bank) | $50.00 per wire |
| Incoming Wire Transfers (Domestic Bank) | $8.00 per wire |
| Incoming Wire Transfers (Foreign Bank) | $14.00 per wire |
| Paper Check Draft (USD) Domestic | $5.00 per check |
| Paper Check Draft (USD) International | $10.00 per check |
| Returned Checks / ACH / Wires and Recalls (Including amendments/repairs) | $30 per item |
| Instant ACH | $5 per Initial setup 1$ per Transaction |
| ACH Notice of Correction | $5.00 per notice |
| Stop Payments on Apex Issued Checks | $30.00 each |
| Check Copies | $15.00 each |
| Third Party Distribution Notification | $2.00 per notification |
| Prepayment | $20.00 if amount is less than $10,000. If amount is over $10,000, 0.2% of unsettled amount. |
| Overnight Mail – Domestic | $50.00 per request |
| Overnight Mail – International | $100.00 per request |
| Miscellaneous | Fees |
|---|---|
| Postage and Handling (Paper Only) | |
| Confirms | $3.00 per confirm |
| Statements (monthly and quarterly) | $6.00 per statement |
| Outgoing ACAT Transfers | $100.00 per account |
| DTC Delivery | $30.00 per security |
| Foreign Free Receives/Delivers | $45.00 per transaction |
| TOD Account Transfer Fee | $200.00 per transfer |
| Reorganization Activity | |
| Dividend Check | $5.00 per item |
| Domestic Voluntary / Post Actionable Reorgs | $50.00 per CUSIP per Account |
| International Voluntary / Post Actionable Reorgs | $100.00 per CUSIP per Account |
| Death Put | $100.00 per request |
| Reorg Physical Processing Fee | $125.00 plus Transfer agent fee |
| Reorg Wire Fee (Domestic) | $25.00 each |
| Reorg Wire Fee (International) | $50.00 each |
| Margin Sell out Fee | $25.00 per ticket |
| Mailgrams / NYSE Extensions | $25.00 per item |
| Short Forced Buy-In Fee | $25.00 per ticket |
| Securities Processing | Fees |
|---|---|
| DRS Transaction | $125.00 per security |
| DWAC | $125.00 per event |
| DWAC/DRS Reject | $125.00 per security |
| Non-transferable stocks | $12.50 per month each |
| Physical Trade Settlement | $300.00 per security |
| Physicals – Deposit | |
| Safekeeping – Limited Partnerships/Private Placements | $25.00 each per month |
| Lost Certificate Replacement | 3% of Certificate Value($250.00 minimum) |
| Securities Processing | Fees |
|---|---|
| Physicals – Deposit | |
| Domestic | $300.00 per security |
| Foreign | $350.00 per security |
| Physicals - Foreign Accommodation Transfer | $350.00 per security |
| Foreign Security Transfers Fee | $50.00 per security |
| Rush Transfer and Ship | $350.00 per security |
| Safekeeping Monthly | $5.00 per account per cusip |
| Deliver to AOR | $60.00 per withdrawal |
| Electronic to Physical Certificate Conversion | $900.00 per security |
Brokerage Products and Services offered by Planner Securities, LLC - Member FINRA and SIPC.
Review Planner Securities’ brokerage services with FINRA BrokerCheck.
Click here to view the Customer Relationship Summary.
Online trading has inherent risk due to system response and access times that may vary due to market conditions, system performance, and other factors. An investor should understand these and additional risks before trading. Carefully consider the investment objectives, risks, charges and expenses before investing. All investments involve risk and losses may exceed the principal invested. Past performance of a security, industry, sector, market, or financial product does not guarantee future results or returns. Planner Securities is a discount broker that provides self-directed investors with brokerage services, and does not make recommendations or offer investment, financial, legal or tax advice.
Options trading involves risk and is not suitable for all investors. Options trading privileges are subject to Planner Securities’ review and approval. Please review the Characteristics and Risks of Standardized Options brochure before you begin trading options.
Investors should consider the investment objectives, risks, and charges and expenses of a mutual fund or ETF carefully before investing. Leveraged and Inverse ETFs may not be suitable for long-term investors and may increase exposure to volatility through the use of leverage, short sales of securities, derivatives and other complex investment strategies. A mutual fund or ETF prospectus contains this and other information and can be obtained by emailing trading@plannersecurities.com
Margin trading involves interest charges and risks, including the potential to lose more than deposited or the need to deposit additional collateral in a falling market. The Margin Disclosure Statement and Agreement (PDF) is available for download, and contains information on our lending policies, interest charges, and the risks associated with margin accounts.
See our Pricing page for detailed pricing of all security types offered at Planner Securities. All prices listed are subject to change without notice.
Any specific securities, or types of securities, used as examples are for demonstration purposes only. None of the information provided should be considered a recommendation or solicitation to invest in, or liquidate, a particular security or type of security.
This is not an offer or solicitation in any jurisdiction where Planner Securities is not authorized to conduct securities transaction.
System response and access times may vary due to market conditions, system performance, and other factors. Planner Securities LLC and its affiliates do not provide tax advice, and you always should consult your own tax adviser regarding your personal circumstances before taking any action that may have tax consequences.
